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Direct-access trading
Results: 157

#	Item
121	EXHIBIT 5 to SR-CBOE-2007-XX Add to Reading List Source URL: www.cboe.com Language: English - Date: 2014-04-01 08:55:40 Finance Chicago Board Options Exchange Short Fee Algorithmic trading Market maker Direct access trading Financial markets Financial economics Business
122	Exhibit 5 to File No. SR-NYSEAmex[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-12-12 12:05:19 Investment Market maker Short Exercise New York Stock Exchange Exchange-traded fund Mergers and acquisitions Direct access trading NYSE Arca Financial economics Financial markets Finance
123	October 23, 2012 Ms. Elizabeth M. Murphy Secretary Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-10-24 14:46:39 Finance Algorithmic trading Flash Crash Direct market access Exchange-traded fund U.S. Securities and Exchange Commission Electronic trading Securities and Exchange Commission High-frequency trading Financial markets Financial economics Investment
124	Electronic Trading A Partnership Designed for Your Needs Transparent solutions focused on stealth and speed, with strategies including: Add to Reading List Source URL: content.rwbaird.com Language: English - Date: 2014-02-26 12:38:12 Investment Dark liquidity Algorithmic trading Direct market access Robert W. Baird & Co. Best execution Trading room Electronic trading Order Financial markets Financial economics Finance
125	15 of 23 EXHIBIT 5 New text is underscored; Deleted text is in [brackets] NYSE Amex Equities Price List 2012 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-05-11 07:39:48 Investment Finance Order Market maker Short Market liquidity Security Repurchase agreement Direct access trading Financial markets Financial economics Stock market
126	Dave Lauer Written Statement SEC Technology Roundtable, October 2, 2012 Introduction High-profile technology failures are becoming commonplace on Wall St. The terms “bug” and Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-10-02 09:32:35 Investment Algorithmic trading High-frequency trading Direct market access Trading strategy Software testing Flash Crash Quality assurance Open-source software Financial markets Financial economics Finance
127	The HOT Study Phases I and II of IIROC’s Study of High Frequency Trading Activity on Canadian Equity Marketplaces Trading Review and Analysis – Analytics Group Investment Industry Regulatory Organization of Canada Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2012-12-12 13:50:05 Investment High-frequency trading Algorithmic trading Direct market access Trading strategy Dark liquidity Electronic trading platform Investment Industry Regulatory Organization of Canada Electronic trading Financial markets Financial economics Finance
128	Securities and Exchange Commission Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-04-27 09:32:16 Investment Finance Regulation NMS United States Securities and Exchange Commission Financial markets Financial services Order Direct access trading Electronic communication network Stock market Financial economics Business
129	Microsoft Word - Ameritrade Testimony.DOC Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-04-27 09:36:06 Business Finance Financial regulation TD Ameritrade Order Regulation NMS Direct access trading Best execution Short Stock market Investment Financial economics
130	Consultation Paper ESMA’s draft technical advice on possible delegated acts concerning the Market Abuse Regulation 11 July 2014 \| ESMA[removed] Add to Reading List Source URL: www.esma.europa.eu Language: English - Date: 2014-07-28 00:59:40 Investment Stock market Markets in Financial Instruments Directive Algorithmic trading Multilateral Trading Facility Market abuse Esma Direct market access High-frequency trading Financial markets Financial economics Finance

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